| | Volume 8, Issue
5 | 11-17
April 2005 |
Reform:
Where to now for the CHR?
Proposals
and prospects for the reform of the UN Commission on Human
Rights
GARETH
SWEENEY
The
recommendations of the High Level Panel for reform of the United
Nations, and more specifically in this context, the reform of
the Commission on Human Rights (CHR), has now faded into the
distance following the release of the recommendations of the
Secretary General in his report of 20 March 2005, In Larger
Freedom: Towards Development, Security and Human Rights for All.
The report of the High Level Panel, whilst detailed in its
evaluation of other bodies of the UN, nonetheless fell far short
in its perfunctory assessment of human rights mechanisms.
Critically, its emphasis on the mainstreaming of human rights
throughout the UN in principle did not manifest itself in
practice. Regarding the Commission, it recognised the symptoms
but did not address the causes.
The
Secretary General was no doubt aware of the former shortcomings,
although has arguably neglected the latter. Consequently, his
own recommendations on reform, intended to be drawn from those
of the High Level Panel, draw least from the recommendations
concerning reform of the CHR. In fact, they are, in the most
crucial aspect, almost antithetical. They are also sweeping,
and, to date, devoid of detailed explanation beyond the broadest
parameters, here mirroring the High Level Panel. This has left
States and NGOs in Geneva in an evident state of bewilderment,
and shall be on the table as early as September 2005 at a
meeting convened in New York to discuss their possible
implementation.
The
Content and Surprise Shift in Direction
The
report of the High Level Panel made some reasonable observations
and recommendations, albeit somewhat self-evident and/or at the
periphery of concerns. Relative to the present state of play, it
suggested elevating the CHR to a "Human Rights
Council", independent of and equal to the Economic and
Social Council as Charter bodies, "reflecting in the
process the weight given to human rights…in the Preamble of
the Charter." It did not, however, elaborate in any manner
on how this may come into being. Most critically, with seeming
disregard for the above recommendation, it proposed universal
membership and the absence of any criteria. The concept of
universal membership was not accompanied by any reasoning as to
how this would improve the credibility and professionalism of
the Commission.
Thus,
the Secretary General's proposals arrived in bare contrast to
those of the High Level Panel, inculcating the position of human
rights within the UN apparatus by according it equal billing in
the title of the report. The proposal to establish a Human
Rights Council to replace the Commission entirely is an
inventive interpretation of the Panel's recommendation, its
separation from ECOSOC as a body of standing subsidiary or even
equal to the GA a welcome re-iteration; the idea that it be
"smaller", require strict criteria for membership, sit
permanently or at least when required, and be elected by a
two-thirds majority of the GA is not only new but directly
contradicts the all-in universalism of its predecessor.
In
his address to the Commission on 7 April 2005, the Secretary
General elaborated very slightly upon his proposals for
reforming the treaty bodies, the OHCHR (neither addressed here
but both equally worthy of close attention), and the Commission.
The CHR's strengths he noted in three lines, recognising its
standard setting functions and country specific resolutions, and
close work with civil society. He proclaimed, however, that
"politicisation" of the sessions has undermined its
ability to perform. He added that the Council would be
rotational, and would evaluate the fulfilment of all human
rights by all states. Such a Council, he states "would
allow for a more comprehensive and objective approach."
This
is the totality of Annan's recommendations at the time of
writing, replicating the High Level Panel only in the brevity of
its pronouncements and its distinct lack of analysis of the
inherent problems prior to moving toward reform. This has produced varying understandably tentative hypotheses
on how best to proceed. In any case, the Secretary General
requests that member States reach an "early agreement in
principle to establish a Human Rights Council." The finer
points can then be mapped out. But is there enough to agree on
in principle at such an early stage?
Perspectives
and Concerns Raised to Date
The
point has been raised that few have sought to explain what a
Human Rights Council may offer that the Commission could not
likewise offer under internal reform. It is impossible to
pinpoint at this stage what the Council may offer that the
Commission could not without first analysing in detail the
institutional failings of the Commission itself. Only then can
it be measured whether the Commission is at all capable of
reform, and, if not, how a Council would better function.
As
for the recommendations as they stand, the suggestion that human
rights be elevated to a position of standing equal, or at least
directly subsidiary, to the General Assembly is a welcome one by
most. It is difficult at least for those who would privately
prefer it to remain a secondary distraction to say so in public.
However, an equal standing with the GA would require an
amendment of the Charter. This would cause all manner of
complications that many member States would find objectionable
and unnecessary.
The
actual size of the smaller Council has not even been suggested,
nor the exact value in streamlining. Shooting square between one
and fifty-two, a figure in the region of twenty five would most
likely mean (first theoretically discounting criteria) an
automatic five seats for the permanent Security Council members,
and a subsequent insistence that those pressing for new
permanent seats be accommodated, bringing the number to around
twelve. If India is there, Pakistan will insist that they are
entitled to be there also, as will Argentina in suit of Brazil,
and so forth. Politically savvy member States such as Cuba will
ensure General Assembly election. This means, in effect, a cat
fight at the GA between some the remaining 175-odd member States
over perhaps four or five seats.
Even
the voting process of a two-thirds majority is unclear as to
whether this would apply to individual member States or regional
blocs. If the former, it could be extremely convoluted, if the
latter, what happens if a two-thirds majority is not achieved?
The
rotational suggestion is newer, but how credible would a Council
be without the US, China, or India, for example?
If
the requirement of stringent criteria is introduced to the
equation the problem is compounded. Firstly, who can be expected
to draft these criteria? It has been highlighted that high
criteria will limit the possibility of maintaining geographic
representation, and will not enhance credibility if it is
perceived as a Council of Western imposition. On the other hand,
low criteria, self-evidently, are of little worth. The
suggestion of criteria being met upon admission to any body -
for instance, automatic standing invitations to all Special
Procedures and assurances of ratifications of core instruments -
would appear a more workable suggestion, although few are
discussing it. The idea of criteria merits serious
consideration, but is presently far from clear.
The
notion of moving the Council to New York has also surfaced,
despite no mention by the Secretary General of such a move. What
this would accomplish is not self-evident. What most be borne in
mind, however, is the contribution of NGOs to the work of the
Commission, a contribution that would be lost in New York given
its traditional treatment of NGOs. Ramos Horta and Asma Jahangir,
to name but two, have questioned why such mechanisms should not
be located in Africa or Asia. Why not indeed?
And
to return to the contribution of NGOs, whether or not the
Council sits permanently, it would be essential that it retain
its annual six week focal sessions in order that NGOs may
contribute effectively, lest NGO input be relegated to those who
can afford to sit in Geneva or New York all year round.
So
Why Now?
There
are certain more general aspects of the issue of reform that
grate with many people across the spectrum. One is why it has
taken the Secretary General until now to make his proposals as a
comprehensive package when all involved recognised the poor
state of the Commission at the very beginning of his term. Why
the rush now when these negotiations could have been taking
place, independent of negotiations on reform of the entire
United Nations, for the last six years? Conjecture on deflection
from bad publicity and/or leaving a legacy have naturally
surfaced.
The
'comprehensive' package approach itself is problematic. It
offers member states the opportunity to declare support for
certain aspects, but as they may have difficulty with other
details, feel that they could not adopt the 'package'. We have
heard this phrase emanating already as a language of
non-commitment.
Finally,
by way of motivation and the Secretary General's comments on the
need for objectivity, the reference in his speech on April 6 to
increased "politicisation" in the Commission is odd.
The Commission, quite simply, is a political body. That is its
intention. The political process is an intrinsic feature of any
intergovernmental body, and there will always be ideological
clashes. Any inference that a Council could be any different,
and that this would necessarily be a good thing, appears naive.
And
What Next?
It
is well understood that the Commission suffers from a lack of
credibility and professionalism. On this basis reform, or
workable reform, is welcome. Yet it would appear that many are
intent on burying the Commission without considering what the
Council could conceivably offer in its place, as if reform in
itself provides automatic improvement. This is a mistake to
which many in the NGO community have fallen foul, belying a lack
of pure motive for their demands.
All
aspects should be discussed and analysed at length, rather than
fast tracking a concept that may not offer new solutions, yet
upon establishment may be irreversible. To this end, not only
the international community, but the Secretary General himself,
has a long way to go in elaborating upon his proposals.
|
Do’s
and donts
-
It is impossible to pinpoint at this stage what a Human
Rights Council may offer that the CHR could not, without
first analysing in detail the institutional failings of
the CHR itself.
-
All aspects should be discussed and analysed at length,
rather than fast tracking a concept that may not offer new
solutions
-
The idea of criteria being met upon admission could be
considered - for instance, the automatic extending of
standing invitations to all Special Procedures and
assurances of ratifications of core instruments - upon
entry.
-
It must be borne in mind, however, that the contribution
of NGOs to the work of the Commission would be lost if the
body is moved to New York, given New York’s traditional
treatment of NGOs.
|
Human
Rights Features invites views and feedback on the Secretary
General's proposals, on or off the record, for a possible follow
up article next week. Please contact us at hrf@aphrn.org or on
Geneva mobile numbers 079-748 2543 or 079-589 6671.
Comments may also be sent to the South
Asia Human Rights Documentation Centre office in New Delhi after
the current CHR session ends.
South Asia Human Rights Documentation
Centre
B-6/6 Safdarjung Enclave Extension
New Delhi - 110029, INDIA
Tel/Fax: (+) 91-11-2619-2717 / 2706 / 1120
Email: secretariat@aphrn.org
Web
page: http://www.hrdc.net/sahrdc/
INTERVIEW
Orest
Nowosad ‘Spirit
among NHRIs is very positive right now’ Orest Nowosad, Coordinator of the National
Institutions Unit in the OHCHR speaks to Human
Rights Features...
HRF:
Has there been any thinking within OHCHR on the refining of membership
criteria for NHRIs that are members of the International
Coordinating Committee of National Institutions (ICC), since
some of them clearly contravene the Paris Principles?
Orest Nowosad:
I think we have to look at it in the overall scope of what we
are trying to do with the reform of the whole human rights
movement. Within the Commission on Human rights, there is a
report of the Secretary General 2005/107, which talks about
eligibility criteria of access to the Commission, and part of
the process is strengthening what we call the credentials
procedure of the International Coordinating Committee. And I
believe if we can strengthen that procedure and refine it, that
will provide part of the solution to the actual membership of
the International Coordinating Committee. And what is really
interesting about the proposal is that there would be a
revisiting of accreditation every five years. So, there is no
such thing as lifetime membership which has been in some ways a
problem because institutions do change, but there has been no
capacity really to revisit their accreditation. We revise the
rules of procedure of ICC also to allow the chairperson or
members of the ICC to call for revisiting of the accreditation
of National Institutions again as part of the strengthening of
the process.
HRF: Any ideas regarding the need for elaboration of the Paris Principles
themselves? Particularly in the light of its lacunae such as the
lack of non-derogable standards, the lack of clarity regarding
the implementation powers of NHRIs and other provisions of the
Principles?
Mr. Nowosad:
The language we have used in terms of the Paris Principles is
the reflection on the Paris Principles - what I would say is
giving some meat to the bone. And in December 2003, we held a
very good round table here in Geneva, and that was part of [the
process]. What we're also doing, as part of this process, is
we're holding round tables of about 25 institutions per round
table on thematic issues or areas of interest. For example, we
did one on the administration of justice. The intention there is
to look at the whole quasi-judicial powers section.
I think the
reopening of the Paris Principles is not practically feasible
right now. What we are trying to do is educate better what they
mean, what independence means, what pluralism means, what
accessibility means, and defining them step-by-step. That is not
always so easy when you are trying to do it in a different
country context. I think one thing we have to be very careful of
is [that] we maintain the Paris Principles as universal, [that]
we don't go to a system of regional application. That has also
been suggested, and that is not appropriate.
HRF: Coming to a particular situation, have there been any ideas regarding
the situation the Nepal Human Rights Commission finds itself in? What can OHCHR and/or other regional or
international mechanisms such as ICC contribute to pressure on a
government that seeks to undermine or possibly destroy a
national institution?
Mr. Nowosad: At the International Coordinating Committee meeting on
Thursday there will be a discussion about early warning
procedures for national institutions, and we hope that they will
be adopted. There are number of steps to be taken, clearly there
is a role for the Office of the High Commissioner for Human
Rights (OHCHR) to engage when an institution is under threat.
There is also an obligation on the part of the OHCHR to stress
to an institution which is under threat that it is not
necessarily the only part of the society which is under threat,
and call on that institution to support civil society and stand
behind civil society, and not only worry about its own survival
but worry about the survival of society at large.
The second step is peer review, the pressure put by the
regional groups. We mobilize regional groups when the
institution is under attack. That is also extremely helpful. But
not only that, it is very important, as we saw in the case of
the Danish Institute when it came under attack, that we were
able to mobilize civil society and we were able to mobilize the
business community and Parliamentarians. So there has to be a
concerted action. But I think for that to be successful, the
institution itself has to be strong enough to stand up and say,
“We are under threat, we need support.” And it also has to
be strong enough to stand up for others who may also be under
threat.
HRF: Any comments on the prospective role of NHRIs in the context of the
proposed reform process of the Secretary General?
Mr. Nowosad:
Well, I think the reform process is looking very much at
implementation and taking things to the national level. The High
Commissioner herself has said that we have a large body of
international human rights norms. What we need to do is stop
talking about those norms and start actually implementing them.
And in that regard, national institutions have a direct role to
play. The reform of the Commission, the report that I mentioned
earlier, 107, goes to the heart of this to say that we want
national institutions to come to the Commission and add
substance to the debate. We don't need national institutions
coming and reporting on seminars they have undertaken. We
actually need them to provide a critical analysis of particular
issues. And that in itself, I think, is a part of reform.
The other element of
the reform of the Secretary General is what we've referred to as
Action 2. And Action 2 means mainstreaming human rights
throughout the UN family. National institutions have a direct
role to play at the national level in assisting the UN family in
understanding human rights principles. And the second part of
Action 2 is talking about building national protection systems
and again national institutions are at the heart of that. So I
do see them very much throughout that process.
HRF: In terms of better consultation between civil society and national
institutions - not just at the regional level but at the
international level too - what is the OHCHR doing to facilitate
access to NGOs to the ICC meetings, perhaps at least the open
sessions?
Mr. Nowosad:
I think the example of the seventh international conference of
national institutions held in Seoul is the one that we should be
looking at. That was a terrific opportunity, which was well
embraced by both civil society and national institutions. We are
now planning for the eighth international conference to be held
next year and we are stressing very actively, with the support
of the Chair of the ICC, that we must also have another NGO
component and full NGO involvement as we saw in Seoul. What was
very interesting in Seoul was that they were part of the working
groups. The ICC meetings aren't closed meetings. The ICC meeting
has 60 members of the ICC, but it is also open to the larger
group of national institutions, and if requested to the Chair of
the ICC, civil society can participate in the meetings. There is
clearly a business portion of the meeting, which is really of
direct interest to the national institutions, but I would
encourage, and I think the ICC would welcome, the participation
of NGOs in thematic discussions.
This year we have
two thematic round tables as parallel events - one on the role
of national institutions and minorities. And civil society
should be present there. Also, one on HIV/AIDS and national
institutions, and civil society will be part of the panel. And
then we have thematic discussions on the role of national
institutions and migration, and civil society should be willing
to discuss these issues. What we want to do is to say that,
look, both civil society and national institutions can
contribute to reinforcing each other, understanding each other
and adding substance to the discussion together.
So I think the Seoul
example was well beyond our expectations. And we do have to push
that to the regional level as well. I was at a meeting of the
regional coordinating group of European institutions and on the
agenda was how to better engage civil society and their work. So
it's now on the map.
HRF: You spoke about mainstreaming the work of national institutions across
the UN system and a key issue is that sometimes we hear
divergent approaches to some UN agencies' efforts to create
national institutions under their governance programmes and the
initiatives taken by your office. How do you plan to streamline
this and get them to work in unison?
Mr. Nowosad:
It's a very good point because we've got to speak in one voice
and I think first we need to better educate the UN family on
what a national human rights institution is. And I am not trying
to be technocratic in my approach but what we are doing this
year is we're developing training modules on national
institutions so that we can go to a country context and train
the UN country team on what a national institution is. We
recently had a resident coordinator come to us to speak about
support for her country's institution or developing an
institution. But at the same time she said I also want you to
come for a day or two and train the staff on what a national
institution is. That has to be the starting point. I don't think
we should be encouraging UN country teams to be establishing or
strengthening institutions when they don't understand what they
are. And in fact it can run to a counter-purpose. You can be
creating a fig leaf institution which is in the interest of
nobody.
If you actually look
at the programme of the Office of the High Commissioner, of its
National Institutions Unit, we are very much focusing on the UN
country teams over the next couple of years. We now have a
strengthened Unit, we have six staff divided among geographical
focal points, and with the training programmes we would be able
to respond more actively to those requests. But it is absolutely
fundamental that the knowledge base be as across the board as
possible.
The other way of
doing it too is by actually tapping into the good practices of
national institutions and bringing them along to events or
assessments rather than the easier and more traditional - and I
think more costly and less effective - approach of
consultancy-based support. For example, we are going to Chile
and Uruguay in a few weeks’ time. We will actually be taking
with us representatives of national institutions to be able to
demonstrate how they function with them in practical sense.
HRF: Are you considering perhaps encouraging the replication of the regional
model provided in Asia by the Asia Pacific Forum in other
regions?
Mr. Nowosad:
I wouldn't use the term replication because every region is
different. But I would say we should build on and learn from the
good experience of the Asia Pacific Forum. And we are already
doing that. In 2002, we had the Network of the Americas
established and the membership of the Network of Americas is
similar to that of the Asia Pacific Forum. They do not do their
own review mechanism in terms of applicants because they only
accept as members those institutions which have been accredited
by the International Coordinating Committee. They are also now
reaching out to civil society and bringing civil society to
their events which the [Asia Pacific] Forum has done very
effectively.
We are now working
with the coordinator of the African group to see how we can
strengthen the Secretariat of African National Institutions
which has been based in South Africa for three years. And in
fact, last week, we worked very actively on a series of
documents on how we can move the African Secretariat forward,
similar to an Asia Pacific approach where you have a
coordinator, a secretariat, and a programme of activities.
In the European
context, they have also evolved. I don't think you’ll have the
same structure as the Asia Pacific Forum in Europe because
Europe is quite a different region. But they are also conscious
of the need of existing Western European institutions in
embracing those in Central and Eastern Europe. We recently had a
discussion in Cairo on national institutions of the Arab world.
Again, how the consultation will develop depends on those groups
of states and institutions. But for us, what we are encouraging
is that membership revolves around standards and the Paris
Principles. And that we are not, as an Office, seen as a funding
agency but as a partner in this initiative.
HRF: Any issues that you would like to highlight that civil society and the
wider audience which follows human rights in the UN system need
to be aware of?
Mr. Nowosad:
In terms of the national institutions movement, I think it is a
movement but I wouldn't say we should be running. I think we
should be walking cautiously and that we should be looking
carefully hand in hand with civil society and national
institutions. I think let's build on the cooperative spirit of
Seoul. And let's be objective and critical at the same time.
There is a need for dialogue and let's keep that dialogue going.
I think the spirit among national institutions is a very
positive one now and the door for civil society engagement with
national institutions is extremely powerful.
Week
4 - round-up
Playing
sneaky
The
Danish delegation is leading again this year the negotiations on
a draft resolution on torture and other cruel, inhuman or
degrading treatment or punishment. What was a decent draft is
being watered down during the negotiations by the US delegation
in an attempt to limit the draft’s references to other cruel
and inhuman treatment or punishment. The US maintains that its
treatment of detainees does not amount to torture, and that its
obligations not to subject persons to cruel, inhuman, or
degrading treatment end at its water's edge. The US apparently
hopes that by limiting the references to "other forms of
ill-treatment" it can maintain its excessively narrow
interpretation of its legal obligations and avoid the political
embarrassment of being condemned by the Commission.
First,
the current draft's condemnation extends to "all forms of
torture and other cruel, inhuman or degrading treatment or
punishment, which are and shall remain prohibited at any time
and in any place whatsoever and can thus never be
justified". It is essential that the prohibition retain
language extending the State obligation to any time or place and
the prohibition permits no justification for its breach because
the US administration considers its obligations under the CAT
prohibition of cruel, inhuman, or degrading treatment to be
coterminous with similar prohibitions under the US Constitution.
According to US Attorney General Alberto Gonzales, the current
US administration considers that when it subjects persons
outside the territory of the US to cruel, inhuman, or degrading
treatment it is "as a legal matter" still in
compliance with its obligations because "aliens
interrogated by the US outside the United States enjoy no
substantive rights" under the relevant US Constitutional
provisions. Thus the position of the US government is that
"there is no legal prohibition under the Convention Against
Torture on cruel, inhuman or degrading treatment with respect to
aliens overseas." This allowed Secretary of Defence Donald
Rumsfeld to note with approval that "what has been charged
so far is abuse, which I think technically is different from
torture" and did not entail a violation of US international
legal obligations.
The
Commission should take this opportunity to observe that
reservations to CAT that limit the territorial or temporal
obligation of a State are contrary to the treaty's object and
purpose and are void. Anything short of such a clear and direct
statement will ensure that the US government continues to use
what it considers to be a viable loophole in its obligation
under CAT.
Second,
the draft Resolution importantly includes a condemnation of
public officials that act to "legalize, authorize, or
condone torture under any circumstances", thus permitting
no justification for acts of torture or other ill-treatment. A
strong and clear statement of the absolute prohibition of
torture and other ...from page 2 - Week 4 Round-up
ill-treatment
is needed to rebuff the US administration whose official policy
from August 2002 until late December 2004 maintained that
torturing terrorists in captivity abroad "may be
justified", and that international laws against torture
"may be unconstitutional if applied to interrogations"
conducted in the "war on terrorism", thus authorizing
the President to sanction and immunize acts of torture.
Alarmingly, the position that the President could immunize
perpetrators of torture from criminal liability was recently
maintained by Alberto Gonzales when he was confirmed to the top
law enforcement position in the United States.
Third,
the current draft text recalls that states shall not in any way
transfer a person to another State where there are substantial
grounds for believing that the person would be in danger of
being subjected to torture or other cruel, inhuman or degrading
treatment or punishment. The US has engaged in a well-documented
practice of out-sourcing torture of alleged terrorist suspects
to countries that even the US State Department recognizes engage
in torture and prohibited ill-treatment. The CIA has been
granted authority by the US Congress and President to use a
program of so-called "extraordinary rendition" whereby
private jets are used to ferry suspects to Syria, Saudi Arabia,
Egypt and other countries where they are subjected to torture
and other prohibited ill-treatment during interrogation. Jane
Mayer recently wrote a lengthy exposé on the US
"extraordinary rendition" practice, available at:
http://www.newyorker.com/fact/content/?050214fa_fact6.
This
practice is in clear violation of US obligations in
international law, including the Convention Against Torture
article 3 and the Fourth Geneva Convention article 49. Although
the US purports to obtain "diplomatic assurances" that
rendered suspects will not be mistreated, according to Human
Rights Watch and other NGOs these are frequently violated. One
of several illustrative examples is that of Australian Mamdouh
Habib, who was rendered to Egypt and tortured for six months
before being returned to Guantánamo Bay and eventually freed
without charge on January 28, 2005. The Commission must make
clear that this practice is illegal, and that empty promises do
not absolve the US of its obligation not to transfer persons to
any State when it has substantial grounds for believing that the
person would be in danger of being subjected to torture or other
prohibited ill-treatment.
Quick
swipes
The
Mexican resolution on counter-terrorism now appears to be far
from a foregone conclusion. Rather than challenge the intention
to establish a Special Rapporteur, given the overwhelming
groundswell of support within the human rights framework, the US
have aligned themselves once again with India and Russia to this
year attempt in substantially weakening the mandate of the
Special Rapporteur. Their precise methods are as yet unclear, as
Friday signalled their first real contribution to the debate.
What is clear, however, is India's co-ordination in the plot.
Their methods will become apparent this week. A different kind
of march to freedom, no doubt.
The
mandate of the Special Rapporteur on Mercenaries is gone. In a
quick fell swoop, a Working Group has replaced it. The Cubans
had always considered it as their turf, their little extension
of the war against the Miami exiles and Washington. On 4 April
2005, they moved to "end the mandate of the Special
Rapporteur on the use of mercenaries as a means of impeding the
exercise of the right of peoples to self-determination and to
establish a working group on the use of mercenaries as a means
of violating human rights and impeding the exercise of the right
of peoples to self-determination, made up of five independent
experts, one from each regional group, for a period of three
years..."
Finally,
on Nepal, the Foreign Secretary from Kathmandu flew into Geneva
last week and initialled a Memorandum of Understanding with
OHCHR. The secrecy surrounding the visit and the agreement that
paves the way for a resolution under item 19 indicates that we
may be here next year grappling with the issue once again.
WG ON MINORITIES
Shutting
the door on minoritiesNew
draft resolution on the rights of minorities seeks to cut down on
the duration of the Working Group, which may reduce the space for
small NGOs from across the world
Last
Thursday, the first meeting on the draft resolution on the rights
of persons belonging to national or ethnic, religious and
linguistic minorities took place behind closed doors. What is so
new and spectacular about this resolution that the public is not
allowed to know? What new plan have our distinguished state
delegates cooked up so secretly?
Since
the 2004 report of the High Commissioner, entitled "Rights of
persons belonging to national or ethnic, religious and linguistic
minorities" (E/CN.4/2004/75), the proclamation of an
"international year for the protection of the world's
minorities" as well as the establishment of a Special
Representative of the Secretary General on minorities and a
voluntary fund has been discussed in the conference rooms and
corridors of the United Nations, in New York and in Geneva. The
report outlines the existing mechanism for the protection of
minorities, which currently consists only of the UN Working Group
on Minorities (hereafter 'Working Group'), which is unable to
grant sufficient protection for the approximately 18 percent of
the world's population who are minorities.
This
is due to the limitations of the mandate of the Working Group
imposed by the international community. The report of the High
Commissioner pointed to gaps in the protection system for
minorities, which arise, for example, when state authorities do
not recognize the minority status of members of certain groups
within a community, or when citizenship is denied to persons
belonging to minority groups. The Working Group is meant to
provide a forum for dialogue between minorities, governments, and
academics, where minorities can explain their concerns directly to
governments. However,, the mandate of the Working Group does not
allow for direct intervention by means of country visits or
receipt of individual complaints. Currently, there is no emphasis
on early warning in the work of the Working Group and the absence
of a special procedure makes it impossible to address tense
situations regarding minority groups before they result in
humanitarian catastrophes.
The
Austrian delegation, which traditionally sponsors the resolution
on minorities within the UN Commission on Human Rights (CHR),
attempted to allow other CHR members to decide on the
establishment of a new mechanism in the field of promoting and
protecting minority rights. The Austrians found themselves in good
company since not only the High Commissioner, but also Resolution
2004/13 of the Sub-Commission, the Working Group on Minorities,
and last but not least, a wide range of NGOs from all around the
world called for the restructuring of the minority protection
system of the UN. A close look at this year's draft resolution on
minorities reveals, however, that the suggestions made by the main
sponsor fall far short of the proposals that have been made by
other actors involved, since the new paragraphs focus exclusively
on the establishment of a Special Representative on Minorities.
Further efforts such as the proclamation of a 'year for
minorities' are not included.
The
newly added operative paragraph (OP) 6 defines the mandate of the
Special Representative as to "promote the implementation of
the Declaration on the Rights of persons belonging to National,
Religious and Linguistic Minorities" as well as to
"engage in dialogue with governments" and "other
interested actors" on the effective implementation of
minority rights. Moreover she or he is supposed to "identify
best practices and possibilities for technical cooperation by the
OHCHR", "apply a gender perspective" in the work
and "cooperate closely" with existing national, regional
and international mechanisms relating to minorities, in order to
avoid duplication and waste of the limited resources available to
the UN to protect human rights.
According
to the delegations of Hungary and Switzerland, who have
traditionally co-sponsored the resolution on minorities, this
rather weak mandate is needed in order for the resolution to be
approved by other members of the CHR. However, the question
remains whether this rather broad mandate will include important
components such as country-visits and urgent communications.
According
to the Austrian delegation, the phrase "engage in dialogue
with governments" is to be interpreted widely and is supposed
to include these activities. The mandate of the OSCE High
Commissioner for National Minorities reflects the language in OP 6
and the UN Special Representative is meant to focus her/his work
on offering good services, early intervention through urgent
actions and collecting international data on best practices to
provide them on request to governments that face difficulties
involving minorities.
The
discussion on the new draft also revealed that several
delegations, especially the United Kingdom and the United States,
have concerns about how to finance the new mechanism if it is
established. Latvia, among others, in response suggested improving
the efficiency of the existing Working Group rather than inventing
new procedures. On the other end of the scale of solutions, the UK
suggested replacing the Working Group, bearing in mind that it
would be an inefficient and costly task.
The
main line of thought, however, seemed point to the streamlining
and rationalizing of the mandate of the Working Group by
concentrating on its role as a mere forum for dialogue and
conceptual work, and cutting down the duration of its session from
five to three working days, which are supposed to be held in
parallel with the session of the Sub-Commission. Proposals thus
indicated that the Working Group was to function on a smaller
budget, freeing resources to finance the Special Representative.
What
seem to be reasonable suggestions to improve the standard of
protection for minorities, however, must be viewed more critically
on second glance. The motives behind sapping the resources of the
Working Group become clear when one takes into account its special
features and working methods. It is a unique mechanism within the
UN system because it facilitates the access of civil society to
its meetings by granting accreditation to academics and
non-governmental organizations (NGOs) without ECOSOC status,
unlike most other mechanisms. NGOs interested in participating in
the meetings need to send information about their organisation and
references to the Secretariat, upon receipt of which the
Secretariat jointly with the Chair of the Working Group, decides
on accreditation.
If
the meetings of the Working Group would be held in parallel with
the Sub-Commission, the rules of accreditation of the
Sub-Commission would surely apply; this would mean that only NGOs
with ECOSOC status would be allowed to participate. Previous
experience has shown that meetings requiring ECOSOC status are
poorly attended by members of civil society, particularly in
comparison to the average participation of more than 80 NGOs and
academics at the meetings of the Working Group on Minorities.
Governments
as well as the High Commissioner and several treaty bodies
repeatedly refer to the importance and great value of including
civil society within the working methods of the UN and always call
for more participation. The Dutch delegate, Mr. Van den Berg,
stated, for example, at the 59th session of the General Assembly
(GA) on behalf of the European Union (EU), that "[i]n order
to meet the challenges of the twenty-first century, the United
Nations must become (…) more grounded in reality" and that
"[n]othing can serve this purpose better than closer
interaction with civil society".
Unfortunately,
this is contrasted by the meagre participation and attention of
the governments given to the Working Group on Minorities, which
could serve as a role model for the cooperation of the UN with
civil society. This is one of the underlying reasons why the
Working Group is perceived as being ineffective.
While
taking into account that the Working Group is in its very nature
unable to initiate preventive measures in response to
communications from individuals, groups and monitoring mechanisms,
it is because of its constitution as a unique forum for dialogue
and conceptual work that it should be preserved.
Instead
of cutting out this important opportunity to be in direct contact
with civil society, it is the responsibility of governments to
finally realize the great value of the UN Working Group on
Minorities and take advantage of it in order to improve the
treatment of minorities.
Against
the established background that all the UN human rights mechanisms
need to be funded by the limited resources of the UN, one has to
acknowledge the diverse functions of the Working Group.
A
potential Special Representative on Minorities should therefore be
e
stablished
complementarily, rather than in place of the existing procedures.
|
Coming
soon?
At
its 57th session, in 2001, the Commission on Human Rights
decided to create an "intersessional open-ended working
group charged with elaborating a draft legally binding
normative instrument for the protection of all persons from
enforced disappearance."
Since
early 2003 this working group has been preparing a draft
document and this year, the resolution on Enforced or
Involuntary Disappearances, drafted by the French delegation
asks the working group to complete its work by the end of
2005. One final 10-day meeting should suffice to complete
the drafting of a text which will be presented to the 62nd
session of the Commission on Human Rights.
An
important document is finally making a crucial step forward
towards becoming part of international law, much of its
success, however, depends on its passing through the
Commission next year.
Also,
the French delegation deserves credit for making use of the
Extranet portal of the OHCHR by making draft resolutions
publicly available under "Texts from Delegations".
The Hungarians have followed the French example, and others
should too.
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| 
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Defenders
need more than a DeclarationState
paranoia must give way to a healthy respect for the work and
rights of human rights defenders; access to funding is one such
right
DANIELA KAESTNER
The
UN Declaration on the Right and Responsibility of Individuals,
Groups and Organs of Society to Promote and Protect Universally
Recognized Human Rights and Fundamental Freedoms (Declaration) is
one of the key international instruments focusing on the rights of
human rights defenders. This is complemented by the mandate of the
UN Special Representative on human rights defenders Hina Jilani,
who submitted her fifth report (E/CN.4/2005/101) to the Commission
on Human Rights (CHR) this year.
The
delegation of Norway, which has sponsored the resolution on human
rights defenders at the Commission for several years, has made
honest efforts to promote and respect the work of human rights
defenders, and to prevent actions undermining their work. The
European Union (EU) has also demonstrated commitment to
strengthening the vulnerable position of human rights defenders by
adopting the Guidelines on Human Rights Defenders in June 2004
through its General Affairs and External Relations Council, even
though the Guidelines are not legally binding.
In
short, human rights defenders do have instruments with which to
fight persecution and other human rights violations.
Unfortunately, all of these legal measures prove to be rather weak
tools as they favour the exclusive application of domestic
legislation, leaving NGOs and human rights defenders vulnerable to
the whims of State interests. Most importantly, this phenomenon
problematizes one crucial aspect of the functioning of NGOs and
other human rights activists: their right to receive and utilise
financial resources.
Deficiency
of the Declaration
Prior
to adoption, a draft of the Declaration had specified that it
promoted "a clear commitment on the part of all UN member
states to respect the rights of human rights defenders at the
national and international levels". This was later excised
from the final draft, compromised in the interests of adoption of
the Declaration.
The
language eventually used in the adopted Declaration offers little
by way of real protection to human rights defenders. The reference
to the role of national law in Article 3 of the Declaration
results in the subordination of international law to domestic law,
which restricts the rights of human rights defenders through the
applicability of more stringent national legislation.
Although
Article 3 of the Declaration stipulates that domestic laws must be
"consistent with the Charter of the United Nations and other
international obligations of the State in the field of human
rights and fundamental freedoms…", this, at a closer look,
proves to be counterproductive. Due to the fact that the
international obligations are not expressively cited in the
Article, it aligns domestic laws only with those international
treaty obligations already ratified by the state and not with
other international standards or customary law. Thus, the
Declaration's possibility to provide for any protections other
than those already implied in existent human rights law
instruments, to which the state is a member, is exhausted.
Moreover,
as indicated by Article 21 and 22 of the International Covenant on
Civil and Political Rights, Article 5 (d) (ix) of the
International Convention on the Elimination of All Forms of
Discrimination and Articles 2, 3, 5 and 11 of the International
Labour Organisation Convention No. 87, the right to association
and assembly has already been guaranteed and is nothing
exceptional to the Declaration.
As
another example, Articles 2 and 4 of the Declaration simply
reiterate the duty of States to promote and protect human rights,
which is already proclaimed by the Universal Declaration of Human
Rights. The result is that the majority of the provisions of the
Declaration are simply modelled on other international human
rights conventions, which apply equally to human rights defenders
as to all other individuals.
With
respect to financial resources, the Declaration does incorporate
the right to receive and obtain funding for human rights
activities in Article 13, a right not articulated as such in any
existing human rights standard. Yet, according to Article 17 of
the Declaration, Article 13 is subject to the limitations
"determined by law solely for the purpose of securing due
recognition and respect for the rights and freedoms of others and
of the meeting of the just requirements of morality, public order
and the general welfare in democratic society." Hence, all
that is required to prevent human rights defenders from doing
their work by cutting off their source of capital is to label them
as "politically motivated" or as a threat to
"national security", "public order" or even
the "general welfare of society".
Resolution
on Human Rights Defenders
Particularly
because the Declaration does not contribute to any additional
rights that may strengthen the position of human rights defenders,
a strong resolution at the CHR is indispensable. Unfortunately,
the draft resolution on human rights defenders, to be tabled
during the ongoing 61st session of the CHR, again fails to address
the legitimate aspiration of human rights defenders to freely
access funding.
The
draft resolution does reflect other key elements of the report of
the Special Representative on human rights defenders. Firstly, the
special emphasis Ms. Jilani has put on the increasing number of
cases of serious violations is reflected in the draft resolution.
Secondly,
the draft refers to the focus of the report on "the concern
at the increasing restrictions imposed by States on the freedom of
association, through the passing of extremely restrictive and
cumbersome legislation regulating freedom of association."
Thirdly,
it seeks to broaden the idea of protection by extending it to
relatives of human rights defenders, since Jilani's report
documents how relatives of human rights defenders have repeatedly
been targeted in order to pressure the defender. Last but not
least, the draft text recognizes the important role defenders play
in upholding human rights during times of armed conflict, with
special regard to their vulnerable position during war. Several
aspects of the General Assembly's (GA) resolution of the 59th
session in October 2004 have also been incorporated into the CHR
resolution, such as the request for States to "…ensure that
complaints from human rights defenders about threats or violations
against them or their relatives are investigated promptly".
One
hotly debated paragraph of the draft consists of the call upon
States to "…ensure, protect and respect the freedom of
expression and association (…), in particular with regard to
facilitating the acquisition of legal status…". This issue
has also been inserted with regard to the GA's Resolution, but
slightly amended from 'registration' to 'acquisition', which can
be seen as some progress since acquisition also refers to the
process prior to registration. However, despite the word
"inexpensive" concerning acquisition, financial means
are not mentioned once throughout the resolution.
In
short, the resolution copies the language of the Declaration,
rather than taking it forward.
Obstacles
Posed by Domestic Legislation
The
use of policies, legislation and procedures - often justified as
"security" or "counter-terrorism" measures -
to restrict the work of human rights defenders has been increasing
and may even target the defenders themselves. India provides a
good example: the Foreign Contributions Regulation Act (FCRA)
requires all Indian organisations and individuals that seek to
receive foreign contributions to receive clearance first from the
Ministry of Home Affairs, in the form of either registration or
prior permission. An anachronistic, Emergency-era statute, the
FCRA is a potent tool used by the government to restrict the work
of human rights defenders.
Governments
have a legitimate interest in holding NGOs accountable for
financial or other wrongdoing. However, normal regulatory and
criminal justice procedures provide sufficient institutional
resources to accomplish this task. Similarly, narrowly tailored
financial reporting requirements for NGOs serve legitimate
governmental interests and should remain in place. In India,
however, it is the highly politicised Ministry of Home Affairs
that administers the FCRA rather than the Ministry of Finance.
This leaves the application of the law open to manipulation and
selectivity.
The
Government of India also attempts to curtail the freedom of
assembly and association. From mid-1999, NGOs organising
international conferences in India have required prior permission
from the Ministry of Home Affairs and other relevant ministries.
The clearance requirement is not pursuant to any law, rule or
guidelines, it is simply the new practice of the Government of
India. The clearance requirement is not manifest as a written
policy with established procedures. It functions at the whim and
fancy of the Government of India.
This
ad hoc operation places NGOs at a distinct disadvantage in its
dealing with the Government of India as the procedure lacks
transparency. The clearance requirement procedures are clearly
prone to arbitrary use and abuse in the absence of established
policies and procedures.
The
problem of legislation aimed at hindering human rights defenders
in their work is not restricted to India, although it is
particularly reprehensible that such legislation would find a
place in the statute book of a democratic country. (see box)
Hopes
for the Future
The
Declaration and the draft resolution simply re-affirm human rights
standards without offering any added protection to human rights
defenders.
The
one unique provision on the right of NGOs to receive funding is
subordinated to national legislation, although the very States
where funding is most urgently required are those which do not
respect international standards of basic human rights, and
especially the concerns of human rights defenders.
Therefore,
it is even more desirable that the international community, and
especially the sponsors and co-sponsors of the annual resolution
do not capitulate to the strong opposition of countries commonly
viewed as being unconcerned about human rights.
States
truly dedicated to human rights issues, must recognize the
valuable contribution of civil society and NGOs.
They
must keep the issue of their access to funding on their agenda.
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Defence
mechanism?
In
December 2004, a new NGO Bill was introduced in the
Parliament of Zimbabwe. The Bill does not only require NGOs
to register with a government-appointed regulatory council
but also prevents international organisations from receiving
foreign funding. Moreover, through the new law, the
Government has increased its excessive control of the NGO
Council and obliges all NGOs to present a three-year plan of
action when applying for their annual registration.
Yet
another piece of repressive legislation emerges from Egypt.
Article of 11 of 'Law 84' (2002), which took effect in June
2003, levies criminal penalties for "unauthorized"
activities, including "engaging in political or union
activities, reserved for political parties and
syndicates". As pointed out by Human Rights Watch, this
results in the liability of a person to a three-month term
of imprisonment when engaging in NGO activities prior to the
organisation’s formal registration. Article 17 of the Bill
bans NGOs without justifiable reason from receiving foreign
funding and Article 42 even empowers the Ministry of Social
Affairs to liquidate an NGO and to thereby seize its
property without the authority of a court ruling.
The
root cause of this problem of suppressive legislation is
perhaps that most State leaders refuse to acknowledge human
rights defenders as partners in the democratic process. For
example, last year, Russia's President Vladimir Putin
claimed that NGOs serve the interests of "dubious
groups and commercial interests", rather than the
welfare of the public at large.
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NHRC-INDIA
12
years on, lessons not learnt The
Indian NHRC was well placed to serve as an inspiration, a
blueprint for other NHRIs in the region. It now appears that it is
more likely to show them the way to the bottom...
In
these pages one year ago, during the 60th session of the
Commission on Human Rights, Human Rights Features had expressed its views on the quality and
manner of appointments to the National Human Rights Commission of
India (NHRC). A year on, it turns out the same concerns are still
valid, magnified by the fact that one member whose appointment has
been called into question did not deem it fit to step down on
moral grounds, even if temporarily, after the Supreme Court of
India delivered a split verdict on the issue.
Furthermore,
there has been no attempt to address, or even acknowledge, the
fact that more than 98 percent of NHRC staff is drawn from other
government departments, seriously undermining their effectiveness.
Of even greater concern is that as much as a fifth of the staff in
key departments is reportedly drawn from the Intelligence Bureau
of the Government of India.
In
the legal challenge to the appointment of Mr. P.C. Sharma, former
director of the Central Bureau of Investigation, Justice Sabharwal
ruled against the appointment, while Justice Dharmadhikari held
that the appointment had conformed to all legal procedures and
requirements, and was therefore valid. The case will now be heard
by a larger bench.
There
is, nevertheless, even at this interim stage, a lesson for the
government. For, even if the legal procedures in this appointment
were followed, it still does not absolve the government of its
responsibility, in this case as well as in future cases, of
ensuring that such appointments are above board, and more
importantly, seen to be above board.
Question
of Credibility
At
the core of the issue is the credibility of the NHRC. As Justice
Sabharwal emphasised in his order, the NHRC is a high-powered
statutory body functioning as an instrument to protect and promote
human rights, and "the credibility of such an institution
depends upon [a] high degree of public confidence".
Again,
as Justice Sabharwal pointed out, "[a]n individual Police
officer may be very good but his participation in decision making
as a member of the Commission is likely to give rise to a
reasonable apprehension in the minds of the citizens that he may
sub-consciously influence the functioning of the Commission. Such
reasonable perception[s] of the affected parties are relevant
considerations to ensure the continued public confidence in the
credibility and impartiality of [an] institution like [the] NHRC."
Public
confidence is clearly nowhere at the top of the government's
agenda - neither the Central Government's, nor the States'. If it
was, the NHRC's annual reports would not have been stowed away in
the Ministry of Home Affairs, waiting to be presented to
Parliament. The annual report for 2002-2003 has only recently been
tabled in Parliament - in December 2004. If public confidence was
indeed on the agenda, the NHRC's directions would be complied with
as a matter of priority. State Human Rights Commissions would have
been established in every state. The dismal performance of the
existent state human rights commissions would be reason enough to
bring them under the purview of the NHRC.
Eligibility
In
addition to the general impropriety on the part of a former police
officer to accept a position on a human rights monitoring body,
Mr. Sharma also lacks the necessary qualifications for membership
of the NHRC. Section 3 of the Protection of Human Rights Act
stipulates that the four members of the NHRC shall include one
former judge of the Supreme Court, one former Chief Justice of a
High Court and two persons having knowledge of, or practical
experience in, matters relating to human rights. Mr. Sharma does
not have either a judicial or a human rights background.
Further,
as Justice Sabharwal's order states, "A Police officer may be
[a] very good investigator. He
may have vast experience in respect of the nature of commission of
crime and consequentially its prevention.
But, for the present purposes what is relevant to be borne
in mind is that [a] number of cases reported to NHRC relate to
acts of omission and commission by the members of such
forces."
The
order also questioned the utility of having a former police
officer serve as a Member of the NHRC on the grounds that the NHRC
could put his expertise in investigation to good use. "[T]he
knowledge or practical experience in relation to commission of
crime, investigation and solving a crime which may show violation
of human rights is one thing and the knowledge or experience
relating to protection of life, liberty, equality and dignity of
the individual guaranteed by the Constitution or embodied in the
international covenants and enforceable by courts in India is
altogether different," Justice Sabharwal observed. "The
requirement of section 3 (2)(d) - relating to the constitution of
the Commission", he held, "is of [the] latter and not
[the] former."
Amendments
to the Protection of Human Rights Act
SAHRDC
has long advocated the raising of the bar. According to Section 4
of India's Protection of Human Rights Act 1993 - the enabling
legislation for the setting up of the National Human Rights
Commission - the President of India appoints the Chairperson and
other members of the Commission based on the recommendations of a
Committee comprising of the Prime Minister of India, the Speaker
of the Lok Sabha (lower house of Parliament), the Home Minister,
the leader of the opposition in the Lok Sabha and Rajya Sabha
(upper house of Parliament) and the Deputy Chair of the Rajya
Sabha.
The
Appointments Committee is not free from political influence and in
practice recommendations evince a pro-government stance. The
opposition is given two spots in the Committee and the
representatives of the Government form two-thirds majority in the
Committee. Independence in the appointment committee, as is
insisted upon by the Paris Principles - the minimum criteria for
the establishment and functioning of national human rights
institutions - is therefore not assured. Thus, while an
appointment may have been carried out with due regard to the
consultation process, it is worth examining if the process itself
is adequate, in letter and in spirit.
The
Protection of Human Rights Act 1993 specifies that the Commission
shall be headed by a person who has been Chief Justice of India.
The other members shall include a former judge of the Supreme
Court, former Chief Justice of a High Court, and experts in
matters relating to human rights. The current NHRC membership
comprises three former judicial officers, one retired police
official and one former diplomat. Chairpersons of the National
Commission for Minorities, National Commission for the Scheduled
Castes and Tribes and the National Commission for Women are
ex-officio members.
Although,
the legal fraternity has been represented in the NHRC, persons
having knowledge and experience in the field of human rights (the
Act provides for two such persons) have no representation in the
NHRC. It seems unlikely that a Commission meant to protect and
promote human rights can achieve its objective without giving any
representation to those who work directly for the cause of human
rights and are aware of the various issues that need to be
addressed in this area. If the Commission is to be represented
only by present and former public servants, a true and fair
representation of the human rights situation in India cannot be
expected. The enabling legislation setting up the Commission is
restrictive in scope so far as membership is concerned and fails
to guarantee a pluralistic membership to the Commission as is
required by the Paris Principles, thus violating the standards in
practice.
What
next?
Hopefully
not a former chief of the Intelligence Bureau. As SAHRDC has
pointed out in the past, a significant percentage of NHRC staff is
drawn from the Intelligence Bureau. In a functioning democracy,
this should be considered sacrilege. Those who belong to the
intelligence community, on becoming part of the NHRC, must resign
from their parent cadre and agree to be absorbed as regular NHRC
staff. The NHRC, most of all, cannot allow for dual loyalties in
its serving personnel.
With
more vacancies arising in the NHRC, it is incumbent on the
government to ensure that future appointments are made with the
utmost discretion. There is a vast pool of human rights expertise
in the country that the government can tap into. It is
inconceivable that from the entire range of available human rights
lawyers, activists, and academics, the government could only find
a person who has had no human rights experience worth the name.
Mr. Sharma's official profile on the NHRC website is proof of the
inadequacy of his credentials. Any more dubious appointments will
serve to greatly lower the prestige of the NHRC, both domestically
and internationally.
Time
to get cracking
The
NHRC must engage in some activism of its own, for its own sake.
This, the Commission has been reluctant to do. With India's free
and vibrant press the NHRC could have developed a dynamic
relationship and used newspaper columns and television interviews
as a platform. In its
engagement with peer networks and other human rights bodies at the
international level, it could be more forthcoming about its
problems, and use them as a sounding board.
Instead,
when questioned about its work, ability, or bottlenecks
encountered, the NHRC's reaction is to go on the defensive. It
appears to do no introspection, and its approach to inquiries and
suggestions is at best subdued and aloof, at worst, prevaricating.
With
non-governmental organisations, which continue to regard the NHRC
with hope and promise, the NHRC could have established a
transparent and constructive method of interaction, one that goes
beyond token meetings and perfunctory, dead-end discussions.
Meetings of the NHRC's Core Committee of NGOs are desultory
exercises in defensiveness on the part of NHRC officials, and
repeated attempts by some NGO Core Committee members to elicit
concrete action from the NHRC on substantive issues have failed.
The NHRC's failure to act on - or even comprehensively discuss -
the appointments issue prompted the resignation of Ravi Nair,
Executive Director of the South Asia Human Rights Documentation
Centre (SAHRDC) from the NGO Core Committee in December 2004. That
leaves only two human rights activists on the Committee - Mr. Y.P.
Chhibber of the People's Union for Civil Liberties (PUCL) and
Henri Tiphagne of People's Watch, Tamil Nadu.
There
are other steps the NHRC can take to demonstrate its commitment to
transparency. Its website (www.nhrc.nic.in) and its newsletters
are a study in abstract minimalism. It must take a leaf, or rather
a webpage, from the sites set up by the Human Rights Commission of
Fiji or even the Nepal Human Rights Commission which puts out a
good quantity of information even as it grapples with a host of
problems.
For
starters, the website must put out the complete case papers on
every complaint it takes up for consideration. The NHRC currently
puts out only the 'status' of each complaint, which normally
consists of terse one-sentence reports stating who and where a
reply to the complaint is being awaited from. No mention of the
time given to the official to submit a reply, and no reference to
what the NHRC would propose to do by way of follow up in case the
reply received is inadequate.
In
rejected cases, substantive reasons must be provided for the
rejection. This would assist prospective complainants and the
general public in ascertaining what kind of complaints can in fact
be addressed to the NHRC.
The
task may seem daunting but it is not. The NHRC has the good
fortune of being located in one of the most IT-savvy countries in
the world, and it would be a simple matter to find and appoint a
good team of IT professionals to get on with the job.
Secondly,
it must publish on its website the career histories of all staff
members. Citizens have the right to know where the staff of the
NHRC is coming from.
All
this material should also ideally also find a place in the annual
reports. However, in view of the pathetic speed at which the
Indian Home Ministry tables the NHRC's annual reports, the website
and the newsletter would serve as a much quicker reference.
The
Indian NHRC was among the first to be established in the Asian
region. It was hoped that it would serve as an inspiration, a
blueprint for other upcoming NHRIs throughout the region. It now
appears that it is more likely to show other NHRIs the way to the
bottom.
BANGLADESH
Dhaka
fascinated by idea of NHRIs
...and it’s been so entranced it
hasn’t managed to get a move on for nine years now
Though
official pronouncements over the past decade claiming progress
towards the creation of a Bangladeshi National Human Rights
Commission have been frequent, there has been no substantive
development toward this end beyond announcements of "further
research" on the matter.
Such statements were first made in 1995, under the
initiative of the then Bangladesh Nationalist Party Government's
'Action Research Study on the Institutional Development of Human
Rights in Bangladesh' (IDHRB).
Yet, the work of the National Consultative Committee,
formed to monitor and evaluate the IDHRB, has stalled. According
to its website, it has only published two working papers, the last
one in 1997, and neither of which refer explicitly to the
establishment of a national human rights commission.
In
late 2004, the United Nations Development Programme (UNDP)
Bangladesh, in cooperation with the Australian High Commission in
Dhaka, organised a conference in Dhaka titled "Institutional
Protection of Human Rights: Role of National Human Rights
Institutions".
The
purpose of the conference was to "explore the possibilities
of creating a functional network within South Asia and other
Asia-based Human Rights Commissions and Institutions" and
more specifically, to serve as a "starting point for laying
down the foundation for an independent human rights commission for
Bangladesh and a wider platform for South Asia."
To
activists and experts working on issues related to National Human
Rights Institutions (NHRIs) - and on Bangladesh - it was
incomprehensible as to how the Government of Bangladesh and UNDP
Bangladesh chose to refer to the conference as a "starting
point for laying down the foundation an independent human rights
commission", and still keep a straight face.
Successive
governments in Bangladesh have been hinting at the imminent
establishment of a national human rights commission - for the past
nine years, no less. And if that was not adequate, His Excellency,
Mr Reaz Rehman, Adviser (State Minister) Foreign Affairs,
Government of Bangladesh, and head of the Bangladeshi delegation
in Geneva, stated in his speech during the CHR's High Level
segment that a Law Reform Commission set up to review existing
[legal] instruments and institutions would also make
“recommendations for setting up a National Human Rights
Commission." (see box
below)
This
is far from reassuring. The Bangladesh Government and its
officials have had innumerable occasions to consider the setting
up of a human rights commission, to review and revise those
considerations, to request recommendations from a number of
bodies, both domestic and international, and to make numerous
trips abroad to see for themselves how a national institution may
be established and how it may function.
The
"attempts" began in 1995, under the initiative of the
then Bangladesh Nationalist Party Government which set up an
'Action Research Study on the Institutional Development of Human
Rights in Bangladesh' (IDHRB).
Since then, there has been no substantive development beyond
"further research".
The
work of the National Consultative Committee, formed to monitor and
evaluate the IDHRB, seems to have frozen. According to its
website, it has only published two working papers, the last one in
1997, and neither of which refer explicitly to the establishment
of a national human rights commission.
Meanwhile,
representatives of various ministries, as concurrent members of
the IDHRB, have undertaken study tours of India, the Philippines,
Canada, and the United States, amongst other countries, presumably
in order to further "appreciate" how national
institutions function.
Whilst
the IDHRB has been successful in organizing seminars much on the
lines of the aforesaid UNDP conference of 2004 - such as
"Composition, Powers and Functions of the National Human
Rights Commission in Bangladesh" on 28 May 1997 and "The
Relation Between the National Human Rights Commission and the
Judiciary on 30 August 1997 - it has in no way advanced the
creation of a national human rights commission. (see
also box below) The IDHRB's only substantive contribution,
namely the draft bill of the Bangladesh National Human Rights Act
1999, has been shelved for five years.
Despite
the fact that this bill is unsatisfactory and would effectively
reduce any future institution to a mere recommendatory body, these
prolonged deliberations in Parliament only serve to suggest that
the authorities have no intention to establish a national
institution. Meanwhile, seminars and conferences such as the one
recently organised by UNDP, help keep up the pretence that the
establishment of a national institution is of genuine interest to
the Bangladesh Government.
It
is true that substantive efforts must be undertaken to establish a
national human rights institution in Bangladesh. These must
include the application of focused and sustained pressure on the
Bangladesh Government to implement its pronouncements of the past
nine years. However, ill-considered and futile initiatives such as
the one attempted by UNDP, as with all other conferences of the
past several years on the same topic, have only served to
legitimise the procrastination of the Bangladesh Government,
despite the best intentions of the conference organisers.
The
Bangladesh Government has all the knowledge it needs to establish
an institution, and should do so without delay. Conferences such
as the one organized by UNDP are a misuse of valuable UN funding
which could be allocated to technical advisory services from the
Office of the High Commissioner on Human Rights (OHCHR),
designated to assist in the creation of independent national human
rights institutions.
Further,
since Bangladesh does not have a national institution of its own,
discussions on regional arrangements or improving upon the Paris
Principles in Bangladesh would be premature - a clear
cart-before-the-horse scenario.
Furthermore,
the Asia Pacific Forum on National Human Rights Institutions (APF)
already adequately serves as a functional network within the
entire Asia- Pacific region. No observer from Bangladesh appeared
to be present at the last APF annual meeting, which may only
further raise suspicions as to the Government of Bangladesh's
genuine commitment to such arrangements.
|
The
astounding progress of an NHRI-that-isn’t....
[W]e
are now finalizing a statute for the establishment of a
National Human Rights Commission in Bangladesh. Considering
the importance and role of such a Commission, the draft Bill
was first formulated by my Ministry and made open for public
consultation and deliberation on the day of the 49th
anniversary of the UDHR, i.e. on 10th December, 1997. Since
then, this draft Bill for the National Human Rights
Commission has been discussed and scrutinized by a large
number of groups and sections of or civil society comprising
of jurists, judges and academics have consistently responded
to their suggestions and recommendations. A number of
organizations have not only commented but also published and
circulated the draft. Bill to elicit public opinion and have
put forward their comments. We have incorporated a number of
such suggestions and recommendations into the Bill for the
establishment of the National Human Rights Commission.
Excerpt
from an article by Abdul Matin Khasru, Minister of Law,
Justice and Parliamentary Affairs in the Daily Star (Dhaka),
7 September 1999
**********************
Speakers
at a discussion in the city yesterday termed the proposed
draft of human rights commission bill as 'weak' and demanded
the inclusion of recommendations of various human rights
organisations.
Public
debates before finalising the draft is mandatory, they said
at a discussion organised by Ain-o-Salish Kendro at its
office. Earlier, two draft bills were proposed on the human
rights commission.
Daily
Star (Dhaka), 22 January 2003
**********************
"An
interlinked institutional framework is taking firm shape.
One important direction is enhancing the efficiency of the
Judiciary and making legal protection available to all
citizens. A Law Reform Commission has been set-up and
mandated to review existing instruments and institutions so
as to update and reform them. Its terms of reference include
making recommendations for setting up a National Human
Rights Commission."
His
Excellency, Mr Reaz Rehman, Adviser (State Minister) Foreign
Affairs, Government of Bangladesh, Statement at the High
Level Segment of the 61st session of the Commission on Human
Rights, 16 March 2005.
**********************
Activities
of the IDHRB:
-
Setting up of the Participatory Rural Appraisal Programme
(PRA) to research human rights issues at the local level.
-
December 1996: Open discussion on the "Establishment of
a Human Rights Commission in Bangladesh"
-
May 1997: Seminar on the "Composition, Powers and
Functions of the National Human Rights Commission in
Bangladesh"
-
National seminar on "The Relation between the National
Human Rights Commission and the Judiciary"
-
Study tours to India, Sri Lanka, Indonesia, Philippines,
Canada, and the United States to meet functioning NHRIs,
statutory bodies and NGOs.
|
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SOUTH
KOREASkewed
judiciary undermines human rightsThe
prosecution in South Korea exercises near complete control over
the pre-trial and trial process
The
South Korean prosecutorial system is in urgent need of reform.
Judicial independence is being undermined by the predominance of
the prosecution and the collusion between judges and prosecutors.
Politicisation of the judiciary is rampant. There are shortfalls
in evidentiary provisions and methodology, which also weakens the
judicial process and denies justice to the defendant.
The
prosecution exercises almost complete control over the entire
pre-trial and trial process, manifestly increasing the opportunity
for bias, corruption and abuse of process. The Public Prosecutor's
Office Act vests prosecutors with the "duty and
authority" to investigate crimes, institute and maintain
public prosecutions, direct and supervise judicial police officers
and direct and supervise the execution of criminal judgment. Human
rights petitions filed with the National Human Rights Commission
of Korea revealed "abuse of prosecutorial powers" was
the most frequent complaint among cases relating to the
prosecution.
It
is common practice of the courts to utilise the interrogation
protocol produced by the prosecutor's office as indisputable
evidence upon which a conviction may be based. The Donga
Ilbo stated, "the report drawn up by Public Prosecutors
during criminal investigation [is] adopted as decisive evidence,
and the Defendant and his Defence Counsel only resort to imploring
the judge 'to consider extenuating circumstances'." It was as
recently as December 2004 that the JoongAng
Daily reported on a Supreme Court ruling, which found
"that an accused person's written confession in most cases
must match their live testimony in court for the person to be
convicted of a crime." In this case, the witness submitted
that his testimony was different from his interrogation statement
because the original statement was induced by the prosecutor's
threats. Prior to this decision, a defendant was convicted based
on nothing more than the word of the prosecution, and only time
will tell whether this judicial precedent will be adopted in
practice.
Judges
strive to never return a not-guilty verdict; the courts
"boast" a conviction rate of approximately 99 percent.
This is possibly attributable to the pre-supposition of the bench
that if there is sufficient evidence for an indictment to be
presented, there exists sufficient evidence for conviction. The
result of this is that the defendant is effectively judged guilty
upon indictment; the judgment by the court is mere rubber stamp
approval of what has already been determined by the prosecution.
This is a violation of the United Nation's International Covenant
on Civil and Political Rights ratified by South Korea. It states
in Article 14(1) that "… everyone shall be entitled to a
fair and public hearing by a competent, independent and impartial
tribunal established by law." Another by-product of this
preordained verdict is that defence counsel often does not bother
with cross-examination.
There
are severe limitations on the presumption of innocence. The South
Korean Constitution and the Criminal Procedure Act both specify
that a defendant is to be presumed innocent until a judgment of
guilt is pronounced; note that the provisions do not concern proof
of the defendant's guilt, but rather the time at which the court
states that the defendant is guilty. The problem with this is that
the prosecution effectively presupposes a "judgment of
guilt" before the matter reaches the bench for deliberation.
South Korea has ratified the International Covenant on Civil and
Political Rights, which states in Article 14(2) that "[e]veryone
charged with a criminal offence shall have the right to be
presumed innocent until proven guilty according to law".
However, in South Korea the emphasis is on the defendant to
produce evidence to assert innocence and refute the presumption of
guilt. Exacerbating this problem, defence witnesses frequently
feel too intimidated to testify in court to help rebut the
'presumption of guilt' in operation and so choose to ignore the
court summonses and simply pay a monetary fine of up to 500,000
won (approximately US$500).
A
recent high profile case in point is that of Un-Yong Kim, the Vice
President of the International Olympic Committee and founder of
the World Taekwondo Federation. Observers have described him as a
'prisoner of conscience' who is being scapegoated by South Korean
politicians for Pyeongchang's failure to win the 2010 Winter
Olympic Games bid in 2003. The Supreme Court concluded in its
verdict on 14 January 2005: "Since Mr. Kim failed to give
convincing and rational explanations on why he drew the money and
how he spent it, it can be inferred that he used the public money
for personal purposes."
The
courts often exercise judicial restraint in their failure to
interfere in matters regarding the executive, or render a
favourable judgment. Politicisation of the judiciary, in the form
of the grant of amnesties, pardons and stays of execution induced
by political bias, only serves to undermine the essence of
judicial impartiality. The JoongAng
Daily reported that "informal offers of leniency [are
made] through negotiations with defendants, most notably in
high-profile political corruption scandals." This is a
violation of Article 2 of the United Nation's Basic Principles on
the Independence of the Judiciary, which states that decisions
should be made impartially without any restrictions from any
quarter for any reason.
The
practice of initiating unfair prosecutions against political
enemies of the ruling party is also not uncommon. Ironically, the
Public Prosecutor's Office Act specifies, "the public
prosecutor shall observe political neutrality". This is in
conformance with Article 13(a) of the United Nation's Guidelines
on the Role of Prosecutors, which requires prosecutors to carry
out their functions impartially, avoiding all political
discrimination.
It
is alleged that collusion between the bench and the bar is
rampant, compromising the premise of individual independence of
judges that, according to the International Commission of Jurists,
is required for the existence of an independent judiciary. There
is an engendered tradition of favouring personal connections. Both
judges and prosecutors are recruited from the Judicial Training
Center, where they are obligated to study for two years before
entering the profession. This creates a breeding ground for
alliances between professionals. Exacerbating the problem of
complicity between the bench and the bar, the practice of Junkwanyewu
gives preferential treatment to retired judges and prosecutors
acting as private attorneys; when they finish their term in office
on the bench or the public prosecution, they may choose to return
to the bar, where their former colleagues are willing to look
favourably upon them in their judgments. According to the
Judiciary Reform Committee, lawyers who were previously judges or
prosecutors tend to use personal connections to influence the
proceedings and benefit financially at the expense of the accused,
thereby further undermining judicial independence.
In
a recent example of this, prosecutors decided either there were no
grounds to prosecute, or dismissed charges against eight public
officials, one of whom was a judge, who were on the sex sales list
of a drinking establishment. Public Prosecutor Ik-joong Kang of
the Seoul High Commission stated that "we recognize that
Judge 'A' received sexual services/entertainment but it was
unrelated to his duties, so we decided to defer bringing a case
against him, in consideration of the fact that prosecution was
also deferred against other suspects involved in this sex sales
case for violation of the Prevention of Moral Delinquency
Act." The public prosecutors also said there was suspicion
against another judge, who had twice dismissed arrest warrants for
the establishment’s owner. Public prosecutors were also
implicated in the affair. To date, no high ranking officials have
been prosecuted for their involvement.
Judges
are appointed either by or on the recommendation of the Chief
Justice. The Gyunghyang Shinmun alleges that "what becomes more important to
individual judges is not what is just and fair according to the
constitution, but the leaders of the Judiciary who hold the
authority to make decisions on their promotion." Primarily
attributable to the historical influence of Confucianism, high
respect for authority figures is commanded by Korean society and
these values are superimposed on the court hierarchy. The 2003 US
Department of State report stated that the Minister of Justice
initiated a new system of appointments and promotions "based
on merit rather than the previous traditional system based on
seniority".
South
Korean academics and certain members of the judiciary believe the
prosecutorial system requires an immediate overhaul. Of a 2004
opinion poll of 101 legal scholars, 97 percent believed that
reform of the Public Prosecution system was necessary, with 46.4
percent attributing the need for reform to political bias. Judge
Joon-Young Jung stated that "it is unprecedented in any other
country for the Prosecutor to monopolize the investigation and at
the same time for the court to admit the investigative report
prepared by the Prosecutors as evidence."
As
lawyer Sung-ryul Ahn of the National Human Rights Commission of
Korea commented in a recent interview with Naeil Shinmun: "In contrast to the continuing improvements in
people's human rights standards, the reality is that the Korean
criminal justice system and the prosecutorial authorities that run
the system are not catching up with these standards." The
Director of Public Prosecution in the Ministry of Justice has said
that "the priority task at hand is to eliminate factors that
cause infringement of human rights in all stages of the criminal
prosecution procedure." South Korea must turn this vision
into reality, sooner rather than later.
Privatization
of Security The
South African and American experiences Part
3 of a series on human rights perspectives on the privatization of
security and the resurgence of mercenarism Jennifer
Langlais
The
explosion of private companies selling military services on the
global market has spurred vivid debates on the need to strengthen
the international instruments regulating mercenary activities. The
anticipated lack of support for an amendment to the 1989
Convention against the Recruitment, Use, Financing and Training of
Mercenaries has however made international observers concentrate
on alternative approaches, including the promotion of national
legislation.
To
date, a handful of countries possess laws prohibiting the
recruitment of mercenaries. A lesser number have laws regulating
private military companies directly. Two major suppliers of
private military services, South Africa and the United States,
have however enacted in recent years innovative pieces of
legislation addressing the threat posed by the new providers of
security. While these laws suffer numerous flaws and are arguably
more concerned with avoiding breaches of foreign policy than human
rights, they are nevertheless instructive in developing strategies
to bring these new providers of security under greater control.
i) South Africa
Embarrassed
by the involvement of Apartheid-era military personnel in a number
of armed conflicts plaguing the African continent and the
notorious "exploits" of the private military company
Executive Outcomes, the South African government adopted in 1997
the Regulation of Foreign Military Assistance Act. The Act forbids
South African citizens and companies from engaging in mercenary
activity wherever they are and from recruiting, financing, using
or training persons for the same ends. The provision of military
assistance is not prescribed under the Act but instead controlled
by a licensing and authorisation procedure administered by the
National Conventional Arms Control Committee (NCACC).
Authorisation will be granted only if the contract does not
undermine national interests, is not likely to result in the
infringement of human rights or the destabilisation of a region,
and conforms to the international obligations of South Africa.
Despite
its stated purpose to promote and protect human rights and
fundamental freedoms universally, it has been argued that the Act
is more concerned with ensuring that the activities of military
suppliers do not run counter to South African foreign policy. The
wide discretionary powers given to the Minister of Defense under
the Act as well as the broad definition of mercenary activity
which even captures certain forms of humanitarian assistance, tend
to support this contention. The Act is further rendered almost
impotent by the inherent difficulties associated with enforcing
extraterritorial legislation. So far, only two condemnations have
been secured under the Act. This poor record would nevertheless be
a source of optimism if it were not relating to the 1,500 South
Africans currently working for private security companies in Iraq
in breach of the Act.
More
disturbing however is the fact that some private security
companies based in South Africa are operating in Iraq without
having gained clearance from the NCACC. A firm named Meteoric
Tactical Solutions is currently providing protection services in
Iraq and training new Iraqi police and security forces. Erinys, a
joint South African-British company, has received a multi-million
dollar contract to protect Iraq's oil industry. Both companies
deployed their personnel in Iraq without the assent of the NCACC.
Erinys reportedly failed to apply at all. This flagrant
indifference of the industry vis-a-vis the Act reflects in part
the severity of the penalties it provides.
The
first mercenary prosecuted under the law, French-born South
African Richard Rouget, was fined 100,000 rand ($17,300) for
having recruited fighters for the civil war in Ivory Coast.
Similarly, retired pilot Karl Alberts, arrested in 2004 for
fighting rebels in Ivory Coast, was fined less than 20,000 rand
($3,500) for his offense, an amount equivalent to a day or two of
pay in the industry. Not surprisingly, these penalties hardly act
as a deterrent.
It
might be hoped that the mercenaries and those who employ them
could be prosecuted under international humanitarian law for the
crimes committed. The problem is that states are often unable or
unwilling to denounce mercenaries. Mercenaries operate in regions
not easily accessible and often characterized by a lack of
efficient police forces capable of, or willing to detect,
offences. Moreover, governments are unlikely to denounce the
abuses committed by the mercenaries they have themselves hired to
neutralize rebel forces.
Even
when the registering and licensing procedures are complied with,
the Act lacks any monitoring mechanism to ensure that the terms of
the license are not breached. It was reported for example that
many companies registered as landmine removers in order to benefit
from the exemption granted to humanitarian agencies, but engaged
in all sorts of activities on the terrain.
More
worrisome is the possibility that these offenders, despite having
committed acts of mercenarism, might benefit from the protections
of the laws of war presumed under Additional Protocol 1 to the
Geneva Conventions. As suggested by some academics, the
requirement that every contract be approved by the government
arguably removes the authorized companies and their employees from
the international definition of mercenary which excludes people
sent on official duty.
ii) The United States
The
activities of private security firms are regulated in the United
States by the 1998 International Traffic in Arms Regulations (ITAR),
which is part of the US Arms Export Control Act of 1968. Under
part 123 of the Act, private security companies wishing to provide
defence services must apply for a license before signing a
contract with a foreign client. Generally, a license will be
denied when a contract for military assistance would not be in
furtherance of world peace and the security and foreign policy of
the United Sates. Section 126.1 also prohibits the export of
military services to certain enumerated countries and those with
respect to which the United States or the United Nations maintain
an arms embargo.
Upon
receipt of an application, an internal assessment process
involving a variety of bureau within the Defence and State
Departments is triggered. The process has been often criticized
for its lack of transparency. There are no provisions to ensure
transparency in the granting of licenses other than a
congressional notification requirement for contracts in excess of
US 50 million dollars. Many contracts naturally fall under this
amount while those in excess of the threshold amount can easily be
broken up. Only those contracts that end up being notified to
Congress may be subject to public scrutiny.
The
ITAR is perhaps the most sophisticated piece of legislation
dealing with private security companies. Yet, it suffers the same
problems of enforcement than its South African counterpart.
Regrettably, there is no follow-up mechanism to ensure that the
terms of a license are not trespassed. Embassies are officially
entrusted with the task of monitoring compliance but there is no
official mechanism or reporting procedure put in place. One
official from the Colombian embassy was even reported as saying
that it was not the responsibility of the American government to
investigate the mistaken killings of civilians by employees of an
American private security company. Some countries where American
private military companies operate do not even have an American
embassy.
Conclusion
As
the American and South African experiences demonstrate, national
legislations are not a panacea to the problems engendered by the
new providers of security. Private military companies can easily
escape cumbersome legislation adopted by their home states by
moving their quarters to more hospitable shores or by operating
through subsidiaries registered elsewhere. Attempts at regulating
their activities may moreover tend to drive them and their clients
further underground. And not less importantly, most national laws
are likely to remain a dead letter given the vagaries associated
with extraterritorial enforcement.
Yet,
in light of the low level of support that a multilateral
convention would get at this stage, the promotion of national
standards should not be entirely discarded but rather considered
as one element of a wider strategy to bring private military
companies under greater control. While not a substitute for an
international riposte, a greater number of countries with
appropriate regulations would make it more difficult for private
military companies to escape regulation through relocation and
would potentially marginalize the most disreputable companies.
Convincing
countries to regulate the export of military assistance is not an
easy task but could be encouraged by the development of
international standards for model national legislation. The South
African and American laws are in this respect particularly useful.
Ideally, these international standards should be drafted in
conjunction with the industry and military experts. The present
definition of mercenary should be abandoned and replaced by one
that reflects modern forms of mercenarism. If registering and
licensing procedures are recommended, they should be accompanied
by reporting mechanism that ensure that the terms of license are
not breached. Embassies could be entrusted with the task of
revising reports, although other means of oversight could also be
developed.
Most
importantly, authorization or licensing procedure should involve
the democratic processes or be submitted to an independent
committee accountable to the public. In the end, however, and as
important as it is to develop model national legislation, it
should be remembered that the eradication of mercenary activities
will only be possible in the long run with the consolidation of
strong political structures and the creation of accountable public
security systems.
That
was easy
The
leniency of South African law is no better illustrated by
the recent plea bargain struck between Mark Thatcher and the
South African justice authorities. Suspected of financing a
failed coup attempt in oil-rich Equatorial Guinea, the son
of the former UK Prime Minister Margaret Thatcher was
arrested in August 2004 at his domicile in Cape Town under
charges of violating the anti-mercenary legislation. After
admitting to paying for a military helicopter used by the
mercenaries in the failed coup (but denying knowing the uses
for which it was destined), Mark Thatcher escaped a five
year prison sentence in exchange for a 3 million rand ($500
000) fine. Threatened by an extradition warrant from
Equatorial Guinea, Thatcher sold his house in South Africa
and left for the UK after the plea bargain.
|
TRANSNATIONAL
CORPORATIONS The
present status of the UN Norms gareth sweeney
"Challenged
as never before by public mistrust and suspicion of motives,
business cannot afford to continue to reject an opportunity to
demonstrate that the pursuit of profit is based on principle and
on the values of international society."
- Sir Geoffrey Chandler
Despite
the closely guarded deliberations of aligned states on the subject
and the secretive circulation of position papers by an aggressive
coalition of adversaries, the treatment of the UN Norms on the
Responsibilities of Transnational Corporations and Other Business
Enterprises with Regard to Human Rights (Norms) remain at the
forefront of concern for this year's Commission on Human Rights (CHR).
The
content of the Norms shall not be detailed here, but shall be
referred to throughout in the accompanying piece by Nils Rosemann
(for a general summary, see Human Rights Features
series for the 60th CHR session at http://hrdc.net/sahrdc/hrfchr60/pdf/issue3-v7.pdf).
It should be emphasized, however, that the Norms are not complete,
either in form or by any manner of implementation. They are at the
elementary stage of development at the CHR, despite the claims of
certain factions of the Sub-Commission Working Group on TNCs that
it is a closed book following the end of Professor David
Weissbrodt's membership.
The
trade off for presenting the Norms uncontested before the CHR, by
way of Sub- Commission resolution 2003/16, was an absence of any
referral as to how the CHR may be guided in its treatment of the
Norms, as is customary in the transfer of guidelines from the
Sub-Commission to the CHR. Indeed, credit can be attributed to the
lobbying of the NGO coalition at last year's CHR for the Norms
coming before the CHR at all. This served as an invaluable
counterbalance to the lobbying of the International Chamber of
Commerce (ICC) and International Organisation of Enterprise (IOE),
who have maintained their defiance against the Norms and in 2004
branded them a resolute "failure", "privatising
human rights" and "legitimising vilification of private
persons".
This
resulted in last year's decision on the 'Responsibilities on TNCs
and Related Business Enterprises with Regard to Human Rights'
(E/CN.4/DEC2004/116). In light of the above, it constituted a
moderate success. Positively, it expressly recognised the Norms as
containing "useful elements and ideas for consideration by
the Commission" and requested that ECOSOC "confirm the
importance and priority" it accords to these
responsibilities, thus instituting the issue of business and human
rights as an issue relevant to the work of the CHR. It also
requested that the High Commissioner compile a report on the
"scope and legal status of existing initiatives and
standards" and "identify outstanding issues".
The
High Commissioner's report on evaluating "existing
initiatives" has further strengthened the relative position
of the Norms. Assessing the scope of voluntary initiatives such as
the OECD Guidelines and the Global Compact, applicable ILO
standards, and voluntary self-commitments, the report emphasises
throughout the use of the Norms as the most comprehensive manner
in which to proceed. The report was also inventive in its
interpretation of "outstanding issues". This includes
the potential that business has in the promotion of human rights,
responsibilities and the lacunae in voluntary initiatives, and
whether a UN statement is preferable. Most importantly, the report
concludes by recommending that "there is merit in identifying
more closely the "useful elements" of the draft Norms
noted by the Commission in its decision 2004/116" and
"therefore recommends to the Commission to maintain the draft
Norms among existing initiatives and standards on business and
human rights, with a view to their further consideration."
This
year, on the basis of the High Commissioner's report, a draft
resolution is in the process of being finalised by the UK,
Argentina, Nigeria, India and Russia. Initial indicators are
reasonably positive, requesting the appointment of a Special
Adviser to the Secretary General for a period of two years to
clarify minimum standards, the implications of such concepts of
"complicity" and "sphere of influence", and
the general development of ideas to address accountability. The
decision is unlikely to mention the Norms explicitly, yet the
incorporation of reference to the report of the High Commissioner
and "existing initiatives" adequately encompasses their
application, thus enabling the potential for the Norms to remain
relevant. Recommendations for advancement can then be expected in
2007. This, in no small part, can be attributable to the efforts
of civil society. A David-and-Goliath story of the future perhaps,
but most certainly a measure of justice, for under international
law "every organ of society" is expected to be held
accountable.

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The
case of Nestlé ‘Pure Life’: How the Norms applyNILS
ROSEMANN
This
article will show the added value of the Norms with the example of
the impact of production of Nestlé's bottled water "Pure
Life" in Pakistan (For a more a detailed analysis see: Nils
Rosemann: Drinking Water
Crisis in Pakistan and the Issue of Bottled Water - The Case of
Nestlé's 'Pure Life', Swiss Coalition, Bern 2005; at:
http://209.238.219.111/Nestle-Rosemann-Mar-2005.doc).
Access
to safe and sufficient drinking water is not only a basic need but
a human right (see General Comment 15 of the Committee on
Economic, Social and Cultural Rights). The global water shortage
of affordable and safe drinking water is manifested in Pakistan
where an estimated 75 percent of the population are without access
to safe drinking water. In rural areas, up to 90 percent of the
population may lack such access.
As one indication of the magnitude of the problem, it is
estimated that 200,000 children in Pakistan die every year due to
diarrhoeal diseases alone.
The
first principle of the Norms states that human rights obligations
- such as the right to water - are the primary responsibility of
states. With regard to the activities of corporations, the
obligation to protect requires states to prevent third parties -
such as corporations - from interfering in any way with the
enjoyment of the right to water. Among other factors, this
obligation includes adopting necessary and effective legislative
and other measures to restrain corporations, for example, from
denying equal access to adequate water or polluting or inequitably
extracting from water resources.
Groundwater
extraction is one of the few possibilities to satisfy people’s
need for drinking water in Pakistan. But groundwater extraction in
the province of Punjab (Pakistan) is unregulated. In the case of
Lahore, different users from agriculture and industry, as well as
public water providers, compete for the use of this scarce source.
In
1998, Nestlé chose Pakistan as a country to roadmap its global
water strategy in the bottled water market. Nestlé originated
"Pure Life" in response to "the global need for a
safe family drinking water with a pleasant taste, affordable price
and tailored to local preferences". But Nestlé's 'Pure Life'
is not affordable to those in need of safe and clean drinking
water; nor is it sold only in Pakistan. If a family were to
satisfy its daily water needs with 'Pure Life' it would spent
approximately $38.60 (US) per month, constituting approximately
one third of an average household income or four-fifths of an
average monthly wage. Because of the stagnating bottled water
market in Pakistan, Nestlé exports its water to booming markets.
Although public figures are not available it is presumed that
Nestlé exports 'Pure Life' to Saudi Arabia, to troops in
Afghanistan, and possibly to Iraq. For the sake of profit, Nestlé
contributes to the decrease of the ground water level, which dries
out local water provisions and exceeds the renewable volume.
The
negative impact of Nestlé's engagement and business policies in
Pakistan contradict its own commitments to human rights and its
principle of sustainable use of resources. It also undermines the
credibility of its membership to the United Nations Global
Compact. Furthermore, both Switzerland, as the host country of
Nestlé International, and France, as the host country of Nestlé
Waters, are reluctant to consider Nestlé's activities as
violations of the voluntary OECD Guidelines. ILO standards are
also not applicable since labour standards are not concerned in
this case.
The
Norms are therefore the only set of principles whose
implementation would enable victims of corporate human rights
abuses to address their concerns towards reluctant governments and
corporations directly. The first principle of the Norms declares
that corporations have their own obligations with regard to human
rights in instances where governments fail to meet their
regulatory and guiding obligations or in situations where
corporations are acting independently due to economic power or
market position.
Within
its respective sphere of influence, Nestlé has to respect the
right of access to water, and the rights to information and
participation. It has to restrain from any activity that
jeopardizes the realization of human rights (Principle 12 of the
Norms). In addition, in their market operation, Nestlé would have
to act in accordance with fair business, marketing and advertising
practices and take all necessary steps to ensure the safety and
quality of the goods and services they provide, and not produce,
distribute, market, or advertise harmful or potentially harmful
products for use by consumers (Principle 13). Finally, Nestlé
should generally conduct their activities in a manner that
contributes to the wider goal of sustainable development
(Principle 14). Human rights protection is about accountability.
And accountability for business in the 21st century should not
stay as a voluntary principle.
Nils
Rosemann is based in Islamabad and works as an Attorney of Law and
Human Rights & Development Consultant in Islamabad, Geneva and
Berlin.
NORTHERN
IRELAND
Human
rights progress: Good, but can do better State
agencies have improved their human rights records; but other
problems, such as racist attacks, have emerged BRICE
DICKSON
A
peace agreement was concluded in Northern Ireland in 1998. Called
the Belfast (or Good Friday) Agreement, it was the product of
extensive negotiations between the British and Irish governments
and most but not all of the political parties vying for votes in
Northern Ireland.
The
Agreement was approved in a referendum throughout Ireland, by 71
percent of voters in the North and 94 percent in the South. It
provided for an elected Assembly in Belfast and for
cross-community power-sharing within the Executive Committee of
that Assembly. These institutions were up and running by the end
of 1999.
Central
to the Agreement was a commitment to ensuring that human rights
are properly protected in Northern Ireland. As part of that
commitment a statutory Human Rights Commission was established,
opening its doors on 1 March 1999. Later that year an Equality
Commission was formed (uniting three pre-existing bodies) and in
2000 a Police Ombudsman's Office began operating.
Temporary
bodies were set up to make recommendations on how the policing
system and, more generally, the criminal justice system should be
reformed. When those bodies reported, they put at the heart of
their proposals the need to ensure that all agencies within the
criminal justice sphere adhere strictly to human rights standards.
Implementation of their recommendations is well under way and is
being supervised by Oversight Commissioners.
In
the 1998 Agreement the participants reaffirmed their total and
absolute commitment to exclusively democratic and peaceful means
of resolving differences on political issues, as well as their
opposition to any use or threat of force by others for any
political purpose. They also reaffirmed their commitment to the
total disarmament of all paramilitary organisations and their
intention to continue to work constructively and in good faith,
and to use any influence they may have, to achieve decommissioning
of all paramilitary arms within two years.
It
is true that since 1998 there has been a dramatic decrease in the
number of deaths resulting from the security situation in Northern
Ireland, but the Agreement has certainly not delivered an end to
paramilitarism and only a handful of weapons have been
decommissioned. Since 1969, when the "troubles" broke
out, there have been nearly 4,000 such deaths. In the six-year
period 1999 to 2004 there were 70, whereas in the previous six
years there were 247. In the six years preceding the
paramilitaries' ceasefires, announced in 1994, there were 495.
The
continuing paramilitary violence, racketeering, smuggling,
drug-trafficking, robbing and intimidation have not done much to
enhance the reputation of Sinn Féin - the main political party
supporting the Republican paramilitaries. Although that party
represents almost one quarter of the electorate in Northern
Ireland, other parties are at present unwilling to collaborate
with it unless it cuts its apparent links to criminality.
In
October 2002 the Northern Ireland Assembly was suspended because
of alleged spying activities conducted from within Sinn Féin
offices. Further allegations concerning the party's involvement in
the UK's biggest ever bank robbery (which took place in Belfast in
December 2004, netting more than £26 million) have done little to
ease others' distrust. Because of this, there is no prospect of
the Assembly being re-established within the next year or so.
Apart
from the deaths, the most hideous human rights abuses committed by
the paramilitaries are the so-called "punishment
attacks", when people suspected of "anti-social
behaviour" (usually young males) are shot or beaten, usually
in or on the hands, kneecaps or ankles. In the six calendar years
since the Agreement (1999 to 2004) there were 1,652 of these
attacks, compared with 1,308 during the previous six years.
Shootings are slightly more common than assaults and Loyalists
commit roughly twice as many of each form of attack as
Republicans.
Another
common form of human rights abuse in Northern Ireland is racism,
with Der Spiegel announcing in early March 2005 that Belfast is
now the most racist city in the world. The number of racially
motivated attacks on, for example, Chinese and Indian people, or
on the growing number of Eastern Europeans, Filipinos and Africans
who have recently come to Northern Ireland, is steadily rising. In
the last nine months of 2004 there were 474 racist incidents
across Northern Ireland.
Discrimination
on religious and political grounds is now relatively uncommon,
having been targeted since 1976 by effective "fair
employment" legislation. On the other hand, Northern Ireland
is a conservative society, so discrimination based on gender or
sexual orientation is not unusual, despite EU-derived laws being
in place to combat it. Obtaining an abortion in Northern Ireland
is also very difficult, with perhaps 1,500 women travelling to
England each year for the operation.
State
agencies have much improved their human rights record in recent
years. Only one person has been killed by the police or army in
Northern Ireland since 1992, and no plastic bullet has been fired
since September 2002. The new Police Service of Northern Ireland (PSNI)
has gone to some lengths to instill a human rights approach
throughout the organisation, with draft Force Orders, a Code of
Ethics and various internal policy documents being sent to the
Human Rights Commission for prior scrutiny. The PSNI conducts good
human rights training for all its officers, especially new
recruits. A positive discrimination measure means that the
percentage of police officers who are Catholic is now 17 percent,
compared with just 8 percent in 2001. It is projected to rise to
30 percent by 2011 (the Catholic population as a whole is about 44
percent).
The
Prison Service has to date been less receptive to a human rights
culture. There have been seven deaths in Northern Ireland's
prisons in the past three years and the conditions in which some
prisoners are held, particularly women prisoners and those with
mental health problems, have been condemned by both Her Majesty's
Inspectorate of Prisons and the Human Rights Commission. The
latter is currently banned from visiting the women's prison
because the government believes that other statutory bodies are
better placed to inspect those institutions. Overcrowding is not a
problem, unlike in Great Britain's prisons, but "slopping
out" still continues in places. Only at the end of February
2005 was a Prisons Ombudsman appointed, and even he will not be
empowered to investigate deaths occurring in prison.
All
is still not well as regards the systems for complying with the
state's positive duties under Article 2 of the European Convention
on Human Rights. In three recent court cases the judge held that
the state had applied the wrong test when deciding whether
applicants for personal protection measures should receive them.
Following
judgments by the European Court of Human Rights between 2001 and
2003 in six cases involving deaths in Northern Ireland, the
Council of Europe's Committee of Ministers is still not satisfied
that enough is being done by the UK authorities to put matters
right. The inquest system is experiencing a huge backlog, the
Public Prosecution Service will still not give reasons (save in
wholly exceptional circumstances) for its decisions not to
prosecute agents of the state (or anyone else for that matter) and
the House of Lords has ruled that deaths occurring in Northern
Ireland prior to 2 October 2000 (when the Human Rights Act 1998
came into force) do not need to be investigated in accordance with
the stringent requirements of Article 2 of the European
Convention.
In
relation to a number of high-profile deaths, the British
government has reacted very slowly to calls for public inquiries
to determine whether there was any collusion between state
security forces and Loyalist or Republican paramilitaries.
Following exhaustive work by retired Canadian judge Peter Cory,
who recommended that public inquiries should be held into all four
deaths he looked at in Northern Ireland, the government has
established inquiries into three of them. But for the fourth (that
of solicitor Patrick Finucane in 1989) it has introduced new
legislation (the Inquiries Bill) to replace the Tribunals of
Enquiry (Evidence) Act 1921 so that more control can be retained
by government Ministers over what information is disclosed at the
inquiry.
Lord
Stevens, the recently retired Commissioner of the Metropolitan
Police Service in London, has already announced in his own inquiry
into the murder of Patrick Finucane and Brian Lambert that there
was collusion in their deaths. He added: "Informants and
agents were allowed to operate without effective control and to
participate in terrorist crimes. Nationalists were known to be
targeted but were not properly warned or protected."
One
of the remaining problems in Northern Ireland, therefore, is how
to deal with the past. The government has been looking at models
used elsewhere and the Northern Ireland Affairs Committee at
Westminster is currently conducting an inquiry into the topic. A
Victims and Survivors Commissioner is to be appointed, but no
Truth and Reconciliation Commission is on the cards for the time
being. The police have a Serious Crime Review Team looking at
unsolved killings and occasionally the Police Ombudsman can help
if new evidence relating to such deaths comes to light.
Republicans who are "on the run" are to be amnestied if
and when a new overall settlement is reached between local parties
and the governments.
The
Human Rights Commission is still trying to persuade the British
and Irish governments, the local political parties and the
community and voluntary sectors to sign up to its proposals for a
Bill of Rights for Northern Ireland. Meanwhile the Commission
continues to urge improvements in a variety of more specific
contexts, such as mental health care and human rights education.
Generally
the overall human rights picture in Northern Ireland is a lot
rosier than it was some years ago but, as ever, more remains to be
achieved.
Brice
Dickson is Professor of International and Comparative Law at
Queen's University, Belfast. He recently retired as Chief
Commissioner of the Northern Ireland Human Rights Commission,
having served from 1999-2005.
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